The Traderszone Network

Published in TZ Latest News 20 August, 2014 by The TZ Newswire Staff

FINRA Charges Wedbush Securities for Market Access Violations, Supervisory Deficiencies

The Financial Industry Regulatory Authority (FINRA) announced Monday that it has filed a complaint against Los Angeles-based Wedbush Securities Inc. for systemic supervisory and anti-money laundering (AML) violations in connection with providing direct market access and sponsored access to broker-dealers and non-registered market participants.