Four firms have been censured and fined a total of $4.75 million for violations of various provisions of Rule 15c3-5 of the Securities Exchange Act of 1934 otherwise known as the Market Access Rule 15c 3-5 and related exchange supervisory rules.
Four firms have been censured and fined a total of $4.75 million for violations of various provisions of Rule 15c3-5 of the Securities Exchange Act of 1934 otherwise known as the Market Access Rule 15c 3-5 and related exchange supervisory rules.