SFC Fines Morgan Stanley HK Securities $18.5m for Internal Control Failures | Traderszone

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Published in TZ Latest News 24 August, 2016 by The TZ Newswire Staff

SFC Fines Morgan Stanley HK Securities $18.5m for Internal Control Failures

Hong Kong’s SFC has reprimanded and fined Morgan Stanley Hong Kong Securities for a series of breaches.

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