What to Know About the SEC’s Third-Party Exam Rule

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Published in TZ Latest News 11 November, 2016 by The TZ Newswire Staff

What to Know About the SEC’s Third-Party Exam Rule

The SEC has given a proposal to board members that calls to outsource the advisor exam process to a third party, but the issue currently has no timeline.

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Editorial Archives

Published in TZ Latest News 11 November, 2016 by The TZ Newswire Staff

What to Know About the SEC’s Third-Party Exam Rule

See also

Editorial Calender

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