Citigroup to pay $15 million for analyst supervision lapses – FINRA

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Published in TZ Latest News 24 November, 2014 by The TZ Newswire Staff

Citigroup to pay $15 million for analyst supervision lapses – FINRA

By Suzanne Barlyn (Reuters) – A unit of Citigroup Inc (C.N) must pay a $15 million (10 million pound) fine for not adequately supervising communications among its equity research analysts, clients and …

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Published in TZ Latest News 24 November, 2014 by The TZ Newswire Staff

Citigroup to pay $15 million for analyst supervision lapses – FINRA

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