Finra has opted to fine Citigroup $15 million for violations regarding stock research. According to the filing, an employee offered tips at “idea dinners” on stocks that he had rated as hold or neutral, according to the regulator.
Finra has opted to fine Citigroup $15 million for violations regarding stock research. According to the filing, an employee offered tips at “idea dinners” on stocks that he had rated as hold or neutral, according to the regulator.