A former stockbroker agreed to pay about $2.5 million to settle U.S. Securities and Exchange Commission claims that he participated in an insider-trading scheme in which a middleman at least once consumed a sticky note to destroy evidence he shared nonpublic information.
Published in TZ Latest News 26 October, 2015 by The TZ Newswire Staff
Broker Involved in Sticky Note Insider Case Settles With SEC
Published in TZ Latest News 26 October, 2015 by The TZ Newswire Staff
Broker Involved in Sticky Note Insider Case Settles With SEC
A former stockbroker agreed to pay about $2.5 million to settle U.S. Securities and Exchange Commission claims that he participated in an insider-trading scheme in which a middleman at least once consumed a sticky note to destroy evidence he shared nonpublic information.